Financial Services
Financial Services We Cover
MC Lawyers & Advisers is a trusted commercial law firm delivering comprehensive, strategic legal services to businesses and individuals. We provide practical, end-to-end solutions that help our clients navigate complex legal challenges with clarity, confidence and commercial focus.
AFSL Licensing & Variations
Sydney-based AFSL applications, variations and compliance frameworks across NSW businesses.
ACL Licensing & Responsible Lending
ACL licensing, responsible lending and governance for NSW credit providers.
DDO & Target Market Determinations
Design and Distribution Obligations compliance, TMD drafting and review programs.
Product Disclosure & Marketing Compliance
Prospectus, PDS and website marketing compliance aligned with ASIC expectations.
Breach Reporting & Incident Response
RG 78 breach assessments, reporting and regulator engagement across NSW.
ASIC Investigations & Enforceable Undertakings
Strategic response to notices, interviews, enforceable undertakings and litigation risks.
AFCA Disputes & Customer Remediation
AFCA complaints, determinations, remediation programs and customer communications across NSW.
AML/CTF & AUSTRAC Compliance
Risk assessments, programs, KYC, transaction monitoring and AUSTRAC reporting obligations.
Managed Investment Schemes & Fund Registration
MIS establishment, constitution and compliance plan drafting, custody and governance.
Fintech, Payments & Stored Value Facilities
Payment services structuring, licensing pathways and contractual frameworks for NSW.
Governance, Risk & Compliance Programs
Designing GRC frameworks, audits and reporting tailored to NSW institutions.
Banking & Finance Disputes
Resolving banking and finance disputes efficiently while protecting your position.
Time-Based Fees
Our fees are generally calculated by reference to the time required to complete the work and the seniority of the lawyers involved.
Generally applies to: disputes, litigation, urgent matters and work where the scope may develop as the matter progresses.Fixed or Staged Fees
Fixed or staged fees may be available for clearly defined work where the scope, assumptions and required deliverables can be identified in advance.
Availability depends on: the nature of the work, certainty of scope, urgency and any material assumptions or exclusions.Scope, Costs & Funding Requirements
Before substantive work begins, we discuss the proposed scope, likely costs and any funding requirements relevant to the matter.
Confirmed in writing: the applicable charging basis, scope of work and relevant costs information are set out in the engagement documentation.The appropriate fee basis depends on the scope, complexity, urgency, evidence, procedural requirements and the work required. Any available fixed or staged arrangement is confirmed in writing.
Latest legal insights
Recent commentary on disputes, transactions, regulation and legal developments relevant to businesses and individuals.
01
When Property Rights Are Ignored
Disputes between neighbouring landowners can quickly escalate where legal access rights are overlooked.
02
Minority Shareholder Oppression
An overview of oppressive conduct and the remedies available under the Corporations Act.
03
Shareholder Disputes
Common causes of shareholder disputes, warning signs and the available pathways to resolution.
Our Legal Process
The legal system can be complicated and overwhelming, but MC Lawyers & Advisers is here to help you navigate it. Here is our clear, secure and efficient process.
STEP
Initial triage assessment & conflict checks
We identify you, confirm we can act, discuss your matter, and ascertain your objectives.
STEP
Strategy & scope
We outline options, define the scope and costs, and agree on a tailored strategy.
STEP
Evidence & preparation
We collect documents, contact key parties, and prepare filings.
STEP
Resolution & updates
We pursue negotiation, mediation or court, and keep you updated at every milestone.