Investment Management
Investment Management Services We Cover
MC Lawyers & Advisers is a trusted commercial law firm providing expert, end-to-end legal services designed to help businesses and individuals navigate complex legal matters with confidence.
AFSL for Fund Managers
AFSL applications, variations and compliance frameworks for NSW fund managers.
Managed Investment Schemes Establishment & Registration
MIS establishment, ASIC registration and ongoing governance for responsible entities.
Responsible Entity Duties & Governance
Directors’ duties, conflicts, related party approvals and board reporting frameworks.
Fund Constitutions, Compliance Plans & Custody
Drafting constitutions, compliance plans, custody and trustee agreements, oversight frameworks.
Product Disclosure Statements & Offer Documents
PDS, IMs and marketing materials compliant with ASIC disclosure requirements.
DDO & Target Market Determinations
DDO compliance, Target Market Determinations, product reviews and governance programs.
Unit Pricing, Valuation & Liquidity Management
Unit pricing policies, valuation methodologies and liquidity stress testing programs.
Investment Management Agreements & Outsourcing
Investment management, administration and outsourcing agreements with measurable service levels.
Distribution, Platform Access & Wholesale Offers
Distribution arrangements, platform access, wholesale offers and s708 investor eligibility.
ASIC Investigations, Breach Reporting & Remediation
RG 78 breach reporting, ASIC engagement and remediation program governance.
AFCA Disputes & Investor Communications
AFCA responses, settlement strategies and investor communications for dispute resolution.
ESG, Stewardship & Voting Policies
ESG integration, stewardship reporting, proxy policies and greenwashing risk mitigation.
Time-Based Fees
Our fees are generally calculated by reference to the time required to complete the work and the seniority of the lawyers involved.
Generally applies to: disputes, litigation, urgent matters and work where the scope may develop as the matter progresses.Fixed or Staged Fees
Fixed or staged fees may be available for clearly defined work where the scope, assumptions and required deliverables can be identified in advance.
Availability depends on: the nature of the work, certainty of scope, urgency and any material assumptions or exclusions.Scope, Costs & Funding Requirements
Before substantive work begins, we discuss the proposed scope, likely costs and any funding requirements relevant to the matter.
Confirmed in writing: the applicable charging basis, scope of work and relevant costs information are set out in the engagement documentation.The appropriate fee basis depends on the scope, complexity, urgency, evidence, procedural requirements and the work required. Any available fixed or staged arrangement is confirmed in writing.
Latest legal insights
Recent commentary on disputes, transactions, regulation and legal developments relevant to businesses and individuals.
01
When Property Rights Are Ignored
Disputes between neighbouring landowners can quickly escalate where legal access rights are overlooked.
02
Minority Shareholder Oppression
An overview of oppressive conduct and the remedies available under the Corporations Act.
03
Shareholder Disputes
Common causes of shareholder disputes, warning signs and the available pathways to resolution.
Our Legal Process
The legal system can be complicated and overwhelming, but MC Lawyers & Advisers is here to help you navigate it. Here is our clear, secure and efficient process.
STEP
Initial triage assessment & conflict checks
We identify you, confirm we can act, discuss your matter, and ascertain your objectives.
STEP
Strategy & scope
We outline options, define the scope and costs, and agree on a tailored strategy.
STEP
Evidence & preparation
We collect documents, contact key parties, and prepare filings.
STEP
Resolution & updates
We pursue negotiation, mediation or court, and keep you updated at every milestone.